Malachi P. Sturlin

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CRD#: 4818508

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Malachi Patrick Sturlin, CFP®, who also goes by Malachi P Sturlin, was a registered financial professional .

Malachi is a previously registered financial professional and started their career in finance in 2005. Malachi had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Malachi P Sturlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

February 17, 2016 - March 30, 2021

PLAN GROUP FINANCIAL, INC.

RIA

CRD#: 116508

OKLAHOMA CITY, OK

Past

February 17, 2016 - July 28, 2017

SAXONY SECURITIES, INC.

CRD#: 115547

Oklahoma City, OK

Past

April 29, 2010 - June 30, 2015

ACCESS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 153558

BETHANY, OK

Past

July 27, 2009 - February 18, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BETHANY, OK

Past

October 31, 2005 - July 31, 2009

OSAIC SERVICES, INC.

CRD#: 133763

BETHANY, OK

Past

September 27, 2005 - February 18, 2016

ACCESS FINANCIAL GROUP, INC.

RIA

CRD#: 113798

BETHANY, OK

Past

August 11, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/1/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/24/2007

General Securities Principal Examination

Current Firm

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

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Contact information

Main Address

101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

Mailing Address

Phone number

(405) 848-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,693
AUM (Assets Under Management)	$ 541,410,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Malachi P. Sturlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SAXONY SECURITIES, INC.

ACCESS CAPITAL MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC SERVICES, INC.

ACCESS FINANCIAL GROUP, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

PLAN GROUP FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2005

SIE

Date: 7/28/2017

Series 7

Date: 8/10/2005

Series 53

Date: 11/1/2007

Series 24

Date: 9/24/2007

Current Firm

PLAN GROUP FINANCIAL, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN GROUP FINANCIAL, INC.

TRUST BUT VERIFY

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