Stephen Yenchuk Miao
Professional summary
Stephen Yenchuk Miao is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Stephen Yenchuk is registered as a RR (Registered Representative) and started their career in finance in 2004. Stephen Yenchuk has worked at 1 firm and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Yenchuk Miao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2004 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1 First Canadian Place 39th Floor, Toronto, Ontario, M5X 1H3State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2013)
(12/10/2009)
(4/12/2013)
(4/26/2014)
Exams
Series 38
Date: 9/27/2004
Canada Module of the General Securities Registered Representative (Without Options Questions)FINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
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