Natalia A. Walker
Professional summary
Natalia A Walker is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Lawrenceville, New Jersey.
Natalia is registered as a RR (Registered Representative) and started their career in finance in 2007. Natalia has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Natalia A Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2009 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 134 Franklin Corner Road Suite 200, Lawrenceville, NJ 08648February 21, 2007 - September 25, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2019)
(7/20/2012)
(9/30/2021)
(10/8/2013)
(6/9/2017)
(2/26/2016)
(1/29/2021)
(7/7/2020)
(2/7/2018)
(10/8/2009)
(10/8/2009)
(1/7/2014)
(9/27/2022)
(3/15/2021)
(3/21/2014)
(1/30/2013)
(7/29/2019)
(6/11/2012)
(8/5/2025)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Lawrenceville, NJ 08648TRUST BUT VERIFY
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