Diann E. Mcchesney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diann Elizabeth Mcchesney, CFP®, who also goes by Diann Elizabeth Webster, was a registered financial professional .
Diann is a previously registered financial professional and started their career in finance in 2004. Diann had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
March 7, 2012 - August 9, 2023
ASSET STRATEGIES, INC.
January 3, 2012 - February 29, 2012
WESTPORT RESOURCES MANAGEMENT INC
April 11, 2006 - June 14, 2010
ELEVEN O'CLOCK ASSOCIATES, LLC
October 21, 2004 - July 18, 2005
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSET STRATEGIES, INC.
CRD#: 119661 / SEC#: 801-61023
Contact information
Regulatory assets under management
| Total Number of Accounts | 606 |
| AUM (Assets Under Management) | $ 140,076,947 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/13/2023 | ||
| 11/11/2022 | ||
| 02/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
