Thomas B. Courts

COLONY CAPITAL MANAGEMENT

Atlanta, GA 30327

Some features on this profile are disabled

CRD#: 4817925

Professional summary

Thomas Bradbury Courts, who also goes by Brad Courts, is a registered financial advisor currently at COLONY CAPITAL MANAGEMENT, LLC located in Atlanta, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Courts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRAD COURTS IS A VICE PRESIDENT OF ATLANTIC INVESTMENT COMPANY. AIC IS A PRIVATELY HELD COMPANY THAT FOCUSES ON PUBLIC AND PRIVATE EQUITY AS WELL AS REAL ESTATE INVESTMENTS IN METRO ATLANTA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bradbury Courts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2018 - Present

COLONY CAPITAL MANAGEMENT, LLC

Office #1: 4401 Northside Parkway Suite 975, Atlanta, GA 30327

RIA

CRD#: 131103

Atlanta, GA

Past

July 1, 2004 - February 24, 2017

COLONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 131103

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2004

Uniform Investment Adviser Law Examination

Current Firm

COLONY CAPITAL MANAGEMENT, LLC

AIC PARTNERS, LLC | POINTER CAPITAL, LLC | COLONY CAPITAL MANAGEMENT, LLC

CRD#: 131103 / SEC#: 801-63062

RIA

Registered Investment Advisory firm - (6/24/2015 Terminated)

Georgia

Registered Investment Advisory firm - (6/23/2015 Approved)

Texas

Registered Investment Advisory firm - (3/15/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4401 Northside Parkway Suite 975, Atlanta, GA 30327

Mailing Address

Phone number

(404) 365-5050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 53,487,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas B. Courts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bradbury Courts's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLONY CAPITAL MANAGEMENT, LLC

COLONY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2004

Current Firm

COLONY CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLONY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors