Michael A. Valiente
Professional summary
Michael Anthony Valiente, who also goes by Mike Anthony Valiente, Mike Valiente, is a registered financial advisor currently at LEGACY & WEALTH FINANCIAL ADVISORS located in Irvine, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Valiente's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2016 - Present
LEGACY & WEALTH FINANCIAL ADVISORS
Office #1: 300 Spectrum Center Drive Suite 400, Irvine, CA 92618June 6, 2016 - September 8, 2016
TRUSTMONT ADVISORY GROUP, INC.
July 15, 2011 - September 8, 2016
TRUSTMONT FINANCIAL GROUP, INC.
September 24, 2008 - June 29, 2011
LPL FINANCIAL LLC
October 29, 2004 - September 25, 2008
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2016)
(12/13/2017)
(9/2/2016)
Exams
Current Firm
LEGACY & WEALTH FINANCIAL ADVISORS
CRD#: 284432 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 58,820,000 |
Red Flags
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