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Ryan Patrick Layton

EMERALDSPARK INVESTMENTS
WINTER HAVEN, FL
·CRD# 4817503·22 years experience

Professional Summary

Ryan Patrick Layton is a registered financial advisor currently at EMERALDSPARK INVESTMENTS located in Winter Haven, Florida. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ryan has worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

EMERALDSPARK INVESTMENTS·CRD# 282015
RIA
Winter Haven, FL
January 4, 2016 - Present
MAINSTREET ADVISORS·CRD# 146615
RIA
Chicago, IL
June 9, 2011 - December 18, 2013
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Marquette, MI
August 23, 2004 - July 25, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
August 17, 2004 - July 25, 2005

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Current Firm

EI
EMERALDSPARK INVESTMENTS

EMERALDSPARK INVESTMENTS | EMERALDSPARK INVESTMENTS, LLC

CRD#: 282015
Illinois
Registered Investment Advisory firm - Illinois (1/4/2016 Approved)
Minnesota
Registered Investment Advisory firm - Minnesota (4/30/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (5/14/2024 Conditional Restricted)

Contact Information

Main Address

Winter Haven, FL

Phone Number

(612) 810-2230

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

88

AUM (Assets Under Management)

$16,085,768

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(1/4/2016)
IAR
Minnesota
(4/30/2019)
IAR
Texas
(6/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ryan Patrick Layton's CRS (Customer Relationship Summary).

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