Brian E. Randolph

BR WEALTH MANAGEMENT

Boise, ID 83706

Some features on this profile are disabled

CRD#: 4817385

Professional summary

Brian Eric Randolph, who also goes by Brian E Randolph, is a registered financial advisor currently at BR WEALTH MANAGEMENT located in Boise, Idaho and PRIVATE CLIENT SERVICES, LLC located in Boise, Idaho.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian E Randolph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE - INVESTMENT RELATED - 380 E. ParkCenter Boulevard, Suite 205, Boise, ID - INSURANCE SALES - AGENT - 4/25/2006 - 4 HRS/MO, 4 HRS/MO DURING TRADING. Beto Financial Group, LLC DBA for BR Wealth Management. 380 E ParkCenter Blvd, Ste 205, Boise, ID 83706. Chief Compliance Officer, Managing Principal. 160 hrs/mo; 160 during trading hrs. Arid Club, Inc. 1137 W River St, Boise, ID 83702. Social Club. Member of the board having indirect responsibilities, some of which may include assistance in budgeting and in their financials in general. 2 hrs/mo; 0 during trading hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Eric Randolph's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2020 - Present

BR WEALTH MANAGEMENT

Office #1: 380 E. Parkcenter Blvd. Suite 205, Boise, ID 83706

RIA

CRD#: 307546

Boise, ID

Current

July 1, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 380 E. Parkcenter Blvd Ste 205, Boise, ID 83706

RIA

CRD#: 120222

Boise, ID

Past

August 12, 2011 - July 2, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BOISE, ID

Past

August 12, 2011 - July 2, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BOISE, ID

Past

March 1, 2010 - August 12, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOISE, ID

Past

January 1, 2008 - August 12, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOISE, ID

Past

February 3, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

BOISE, ID

Past

July 27, 2005 - February 1, 2006

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BR WEALTH MANAGEMENT

BETO FINANCIAL GROUP, LLC | BR WEALTH MANAGEMENT

CRD#: 307546 / SEC#: 801-118952

RIA

Registered Investment Advisory firm - (6/22/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/1/2020)

California
(7/1/2020)

Florida
(7/1/2020)

Georgia
(6/28/2024)

Idaho
(7/1/2020)

IAR

Idaho
(8/28/2020)

Indiana
(7/1/2020)

Michigan
(7/1/2020)

Minnesota
(7/1/2020)

Missouri
(7/1/2020)

Montana
(7/1/2020)

Nevada
(7/1/2020)

Oregon
(7/1/2020)

Pennsylvania
(7/1/2020)

Tennessee
(9/26/2022)

Texas
(7/1/2020)

IAR

Texas
(8/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/26/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/26/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BR WEALTH MANAGEMENT

BETO FINANCIAL GROUP, LLC | BR WEALTH MANAGEMENT

CRD#: 307546 / SEC#: 801-118952

RIA

Registered Investment Advisory firm - (6/22/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

380 E. Parkcenter Blvd. Suite 205, Boise, ID 83706

Mailing Address

Phone number

(208) 258-2540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	799
AUM (Assets Under Management)	$ 284,189,070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Burke Lodge

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Boise, ID

Chris Crosby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Boise, ID

Jesse Woods

OSAIC WEALTH, INC.

IAR

MERIDIAN, ID

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian E. Randolph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Eric Randolph's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

BR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2010

Series 63

Date: 6/27/2005

SIE

Date: 10/1/2018

Series 31

Date: 5/26/2010

Series 7

Date: 7/26/2005

Series 24

Date: 12/5/2019

FINRA

Current Firm

BR WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BR WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors