Michael J. Labos
KESTRA ADVISORY SERVICES
Cranberry Township, PA
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CRD#: 4817325
Professional summary
Michael John Labos, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Cranberry Township, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Cranberry Township, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Vincentian Collaborative Systems Board of Directors Investment Related: No Address: 8250 Babcock Blvd Pittsburgh PA 15237 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 2/5/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend monthly meeting and review operations, budget, etc. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest PKWY BLDG 2 Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep/Investment Advisor Start Date: 6/15/2020 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: To provide financial advice under the guidelines of the CERTiFIED FINANCIAL PLANNER code of ethics. Business Name: Ash Brokerage Investment Related: Yes Address: 888 S. Harrison St., Suite 900 Fort Wayne IN 46802 Nature of Business: Insurance Position, Title or Relationship: individual Producer Start Date: 1/16/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell life insurance Business Name: Gen X Wealth Partners Investment Related: Yes Address: 217 EAGLE DR CRANBERRY TOWNSHIP PA 16066 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: President Start Date: 6/15/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: As a CERTIFIED FINANCIAL PLANNER I am obligated to provide financial services under the standards set forth by the CFP Board. Business Name: GEN X COLLEGE PARTNERS POSITION: Owner NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/13/2023 ADDRESS: 217 Eagle Dr, Cranberry Township PA 16066 DESCRIPTION: My duties and obligations are to my customers who pay me a consulting fee for my services.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Labos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 11, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Cranberry Township, PA
Current
June 11, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Cranberry Township, PA
Past
September 3, 2013 - June 12, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SEWICKLEY, PA
Past
February 8, 2012 - June 11, 2020
VICUS CAPITAL, INC.
RIA
CRD#: 116021
SEWICKLEY, PA
Past
February 7, 2012 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
SEWICKLEY, PA
Past
September 4, 2009 - January 18, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
SEWICKLEY, PA
Past
September 4, 2009 - January 18, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
SEWICKLEY, PA
Past
September 15, 2008 - September 8, 2009
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
SEWICKLEY, PA
Past
September 12, 2008 - September 8, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
SEWICKLEY, PA
Past
July 18, 2007 - June 9, 2008
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PHOENIX, AZ
Past
July 18, 2007 - June 9, 2008
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Past
March 6, 2006 - April 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PITTSBURGH, PA
Past
February 13, 2006 - April 20, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PITTSBURGH, PA
Past
April 20, 2005 - February 14, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
June 25, 2004 - February 8, 2005
CAPITAL SELECT INVESTMENTS CORP.
BD
CRD#: 30649
SULLIVAN, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/11/2020)
RR
District of Columbia(4/5/2023)
RR
Florida(6/11/2020)
RR
Georgia(10/18/2022)
RR
Indiana(9/24/2020)
RR
Maine(6/11/2020)
RR
Maryland(7/30/2020)
RR
North Carolina(1/22/2021)
RR
Ohio(6/11/2020)
RR
Oklahoma(1/13/2021)
RR
Pennsylvania(6/11/2020)
IAR
Pennsylvania(6/11/2020)
RR
South Carolina(2/19/2021)
RR
Texas(6/24/2020)
IAR
Texas(7/26/2023)
RR
West Virginia(6/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
