Carla D. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carla Denise Martin, who also goes by Carla Denise Hon, was a registered financial professional .
Carla is a previously registered financial professional and started their career in finance in 2004. Carla had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2022 - November 13, 2023
SKYWAY CAPITAL MARKETS, LLC
November 9, 2022 - October 17, 2023
COBALT CAPITAL, INC.
February 16, 2021 - March 9, 2022
EMERSON EQUITY LLC
April 13, 2016 - December 13, 2018
BLUEROCK CAPITAL MARKETS LLC
November 4, 2014 - March 10, 2016
NEXPOINT SECURITIES, INC.
October 4, 2011 - November 3, 2014
CAREY FINANCIAL, LLC
January 10, 2008 - October 7, 2011
CCO CAPITAL, LLC
November 24, 2004 - November 27, 2007
WELLS INVESTMENT SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SKYWAY CAPITAL MARKETS, LLC
CRD#: 124630 / SEC#: , 8-65702
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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