Carl J. Grahs

NAVIGATE WEALTH MANAGEMENT

Birmingham, AL 35209

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CRD#: 4817261

Professional summary

Carl Johan Grahs is a registered financial advisor currently at NAVIGATE WEALTH MANAGEMENT, LLC located in Birmingham, Alabama.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Carl has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Johan Grahs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2015 - Present

NAVIGATE WEALTH MANAGEMENT, LLC

Office #1: One Independence Plaza Suite 816, Birmingham, AL 35209

RIA

CRD#: 173770

Birmingham, AL

Past

February 1, 2011 - December 9, 2014

KINSIGHT, LLC

RIA

CRD#: 116047

BIRMINGHAM, AL

Past

April 8, 2005 - January 21, 2011

PORTER WHITE INVESTMENT ADVISORS, INC.

RIA

CRD#: 110876

BIRMINGHAM, AL

Past

October 15, 2004 - January 21, 2011

PORTER, WHITE & COMPANY, INC.

CRD#: 7925

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATE WEALTH MANAGEMENT, LLC

ABEONA WEALTH | NAVIGATE WEALTH MANAGEMENT, LLC | GRAHS, CARL J

CRD#: 173770 / SEC#: 801-114048

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (10/2/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(2/19/2015)

IAR

Tennessee
(5/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/2004

General Securities Representative Examination

Current Firm

NAVIGATE WEALTH MANAGEMENT, LLC

ABEONA WEALTH | NAVIGATE WEALTH MANAGEMENT, LLC | GRAHS, CARL J

CRD#: 173770 / SEC#: 801-114048

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (10/2/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/2/2018 Terminated)

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Contact information

Main Address

One Independence Plaza Suite 816, Birmingham, AL 35209

Mailing Address

Phone number

(205) 224-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	776
AUM (Assets Under Management)	$ 354,589,456

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carl J. Grahs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Johan Grahs's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIGATE WEALTH MANAGEMENT, LLC

KINSIGHT, LLC

PORTER WHITE INVESTMENT ADVISORS, INC.

PORTER, WHITE & COMPANY, INC.

Primary Firm SEC Registration

NAVIGATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2004

Series 7

Date: 10/14/2004

Current Firm

NAVIGATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NAVIGATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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