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Patrick J. Younis

MINICHMACGREGOR WEALTH MANAGEMENT
Saratoga Springs, NY 12866
Some features on this profile are disabled
CRD#: 4817155
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Professional summary

Patrick Joseph Younis, who also goes by Patrick J Younis, is a registered financial advisor currently at MINICHMACGREGOR WEALTH MANAGEMENT, LLC located in Saratoga Springs, New York.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Patrick has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Patrick J Younis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. Minich MacGregor Wealth Management 2. Investment Related 3. 21 Congress St., Suite 203, Saratoga springs, NY 12866 4. Financial Advisement 5. Director of Client Services 6. 5/11/2020 7. 160 hrs/mo 8. 130 hrs during trading 9. Assisting advisors with client servicing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Younis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2020 - Present

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Office #1: 21 Congress Street Suite 203, Saratoga Springs, NY 12866
RIA
CRD#: 151237
Saratoga Springs, NY
Past

June 18, 2020 - November 1, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
SARATOGA SPRINGS, NY
Past

April 10, 2019 - April 15, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
SLINGERLANDS, NY
Past

May 21, 2018 - April 4, 2019

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SARATOGA SPRINGS, NY
Past

February 27, 2018 - April 4, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
LATHAM, NY
Past

March 6, 2015 - January 16, 2018

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SARATOGA SPRINGS, NY
Past

January 29, 2013 - January 9, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SARATOGA SPRINGS, NY
Past

April 3, 2007 - March 3, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
LATHAM, NY
Past

July 19, 2004 - March 31, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 19, 2004 - March 31, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MINICHMACGREGOR WEALTH MANAGEMENT, LLC
DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA
Registered Investment Advisory firm - (8/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/9/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/3/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/16/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MW
MINICHMACGREGOR WEALTH MANAGEMENT, LLC
DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA
Registered Investment Advisory firm - (8/20/2009 Approved)
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Contact information

Main Address
21 Congress Street Suite 203, Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 499-4565
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MINICHMACGREGOR WEALTH MANAGEMENT, LLC ADV BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts2,698
AUM (Assets Under Management)$ 630,016,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237Saratoga Springs, NY 12866

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