Nathaniel T. Cornell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel Thomas Cornell was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 2004. Nathaniel had worked at 2 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2020 - October 9, 2025
BLUE WATER LIFE SCIENCE ADVISORS, LP
November 10, 2004 - September 5, 2006
PACIFIC GROWTH EQUITIES, LLC
Primary Firm SEC Registration
BLUE WATER LIFE SCIENCE ADVISORS, LP
CRD#: 306450 / SEC#: 801-120257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE WATER LIFE SCIENCE ADVISORS, LP
CRD#: 306450 / SEC#: 801-120257
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 144,190,964 |
Red Flags
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