Susan M. Steele

TIMOTHY PARTNERS, LTD.

MAITLAND, FL 32751

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CRD#: 4816964

Professional summary

Susan Mary Steele, who also goes by Susan M Steele, is a registered financial professional currently at TIMOTHY PARTNERS, LTD. located in Maitland, Florida.

Susan is registered as a RR (Registered Representative) and started their career in finance in 2004. Susan has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Aliases

Susan M Steele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Mary Steele's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2026 - Present

TIMOTHY PARTNERS, LTD.

Office #1: 1055 Maitland Center Commons, Maitland, FL 32751

RIA

CRD#: 41835

MAITLAND, FL

Past

December 16, 2025 - May 4, 2026

ICAPITAL MARKETS LLC

CRD#: 118219

Greenwich, CT

Past

May 17, 2024 - May 27, 2025

GRAYSCALE SECURITIES, LLC

CRD#: 305907

Stamford, CT

Past

July 2, 2013 - April 15, 2024

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

New York, NY

Past

May 20, 2013 - April 15, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEW YORK, NY

Past

August 26, 2004 - April 9, 2013

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIMOTHY PARTNERS, LTD.

CRD#: 41835 / SEC#: 801-45766, 8-49589

RIA

Registered Investment Advisory firm - SEC (2/7/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 4/28/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Status Unavailable

Passed: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/25/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Status Unavailable

Passed: 1/10/2014

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 4/4/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TIMOTHY PARTNERS, LTD.

CRD#: 41835 / SEC#: 801-45766, 8-49589

RIA

Registered Investment Advisory firm - SEC (2/7/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1055 Maitland Center Commons, Maitland, FL 32751

Mailing Address

1055 Maitland Center Commons, Maitland, FL 32751

Phone number

(407) 644-1986

Established

Florida since 12/06/1993

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TIMOTHY PARTNERS, LC	LIMITED PARTNER
COVENANT FUNDS, INC.	CORPORATE MANAGER GENERAL PARTNER
ALLY, ARTHUR DOUGLAS	SHAREHOLDER	855097
ALLY, GREGORY SCOTT	CHIEF FINANCIAL OFFICER	7235816
CHAMPION, ERIC SAMUEL	CHIEF OPERATING OFFICER	6764420
MUMBERT, BRIAN SCOTT	CHIEF EXECUTIVE OFFICER	5550269
MUMBERT, CHERYL MARIE	CHIEF EXPERIENCE OFFICER	2237206
SWEENEY, JESSICA E	CHIEF COMPLIANCE OFFICER	3220826

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 2,862,241,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan M. Steele

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Mary Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICAPITAL MARKETS LLC

GRAYSCALE SECURITIES, LLC

INVESCO CAPITAL MARKETS, INC.

INVESCO DISTRIBUTORS, INC.

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

TIMOTHY PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Passed: 4/28/2025

Series 52TO

Passed: 1/2/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 8/25/2004

Series 53

Passed: 1/10/2014

Series 24

Passed: 4/4/2006

FINRA

Current Firm

TIMOTHY PARTNERS, LTD.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

TIMOTHY PARTNERS, LTD.

TRUST BUT VERIFY

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