Martin L. Pernoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Lester Pernoll was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2004. Martin had worked at 1 firm and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2005 - May 22, 2014
BAY MUTUAL FINANCIAL, LLC
September 20, 2004 - May 22, 2014
BAY MUTUAL FINANCIAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BAY MUTUAL FINANCIAL, LLC
CRD#: 130535 / SEC#: 801-72074, 8-66358
Contact information
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 25,403,214,863 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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