Mitchell L. Cook

ACCEL WEALTH MANAGEMENT

Cedar Rapids, IA 52411

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CRD#: 4816833

Professional summary

Mitchell Lee Cook, who also goes by Mitch Lee Cook, is a registered financial advisor currently at ACCEL WEALTH MANAGEMENT located in Cedar Rapids, Iowa.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mitchell has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Lee Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I will be educating, consulting, and selling insurance & annuity products to various clients based on their personal and house hold needs. I will conduct follow-up meetings to make sure their goals & objectives are being met with the current product & services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Lee Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2019 - Present

ACCEL WEALTH MANAGEMENT

Office #1: 5500 Fountains Drive Ne Suite 201, Cedar Rapids, IA 52411

RIA

CRD#: 286201

Cedar Rapids, IA

Past

May 15, 2019 - December 10, 2019

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CEDAR RAPIDS, IA

Past

May 10, 2019 - December 10, 2019

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Cedar Rapids, IA

Past

June 28, 2013 - May 18, 2017

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

Des Moines, IA

Past

June 28, 2013 - June 29, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

URBANDALE, IA

Past

August 2, 2010 - June 11, 2013

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

October 3, 2007 - September 23, 2008

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

September 28, 2004 - June 11, 2013

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCEL WEALTH MANAGEMENT

ACCEL WEALTH MANAGEMENT | ACCEL WEALTH MANAGEMENT, LLC | ACCEL WEALTH MANAGEMENT LLC

CRD#: 286201 / SEC#: 801-108814

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(12/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/25/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/27/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ACCEL WEALTH MANAGEMENT

ACCEL WEALTH MANAGEMENT | ACCEL WEALTH MANAGEMENT, LLC | ACCEL WEALTH MANAGEMENT LLC

CRD#: 286201 / SEC#: 801-108814

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

301 Oak Ridge Circle, Waverly, IA 50677

Mailing Address

Phone number

(319) 596-1101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 043025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,570
AUM (Assets Under Management)	$ 973,955,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mitchell L. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Lee Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

ON INVESTMENT MANAGEMENT CO

AVANTAX PLANNING PARTNERS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

ACCEL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2010

Series 63

Date: 10/25/2007

SIE

Date: 6/29/2017

Series 7

Date: 4/1/2010

Series 6

Date: 9/27/2004

Current Firm

ACCEL WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCEL WEALTH MANAGEMENT

TRUST BUT VERIFY

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