Todd R. Marsell

ASSETMARK

Plainfield, IL

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CRD#: 4816620

Professional summary

Todd Robert Marsell, who also goes by Todd Marsell, is a registered financial advisor currently at ASSETMARK, INC. located in Plainfield, Illinois and ASSETMARK BROKERAGE, LLC located in Phoenix, Arizona.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Todd has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Marsell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 10/2018 - 160 HRS / MONTHLY, NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Robert Marsell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2018 - Present

ASSETMARK, INC.

RIA

CRD#: 109018

Plainfield, IL

Current

October 30, 2018 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 3200 N. Central Avenue 7th Floor, Phoenix, AZ 85012-2426

CRD#: 169804

Phoenix, AZ

Past

November 22, 2016 - October 18, 2018

DCM BROKERS, LLC

CRD#: 144158

CHICAGO, IL

Past

December 9, 2014 - August 29, 2016

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

November 20, 2014 - September 29, 2016

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

CHICAGO, IL

Past

July 23, 2013 - November 19, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PLAINFIELD, IL

Past

July 23, 2013 - November 19, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PLAINFIELD, IL

Past

March 5, 2012 - May 10, 2013

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

Past

October 17, 2011 - February 16, 2012

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

JOPLIN, MO

Past

October 13, 2010 - February 6, 2012

AMERICAFIRST CAPITAL MANAGEMENT, LLC

RIA

CRD#: 152248

GRANITE BAY, CA

Past

July 4, 2008 - July 31, 2009

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

PLAINFIELD, IL

Past

March 31, 2008 - July 31, 2009

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

October 3, 2006 - April 16, 2008

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

OAKBROOK TERRACE, IL

Past

July 16, 2004 - September 29, 2006

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

LISLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/6/2020)

Illinois
(3/18/2025)

IAR

Illinois
(8/14/2025)

Louisiana
(1/6/2020)

Nebraska
(1/3/2025)

Texas
(1/13/2020)

IAR

Texas
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/8/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/3/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/30/2017

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/6/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

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Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA 94520-2445

Mailing Address

Phone number

(800) 664-5345

Established

Firm type

Fiscal year end

# of Employees

735

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (11/17/2025)

REFERRAL DISCLOSURE BROCHURE (11/17/2025)

PLATFORM DISCLOSURE BROCHURE (11/17/2025)

BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (11/17/2025)

ASSETMARK, INC. PART 2A (11/17/2025)

EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (3/26/2025)

EFFICIENT EDGE DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	410,749
AUM (Assets Under Management)	$ 77,412,781,198

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
12/19/2024	Cover Page	Report
08/23/2024	Cover Page	Report
12/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd R. Marsell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Robert Marsell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETMARK BROKERAGE, LLC

DCM BROKERS, LLC

LBMZ SECURITIES, INC.

ZACKS INVESTMENT MANAGEMENT, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

HENNION & WALSH, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

AMERICAFIRST CAPITAL MANAGEMENT, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

INVESCO CAPITAL MARKETS, INC.

FIRST TRUST PORTFOLIOS L.P.

Primary Firm SEC Registration

ASSETMARK, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/2013

Series 65

Date: 7/3/2008

SIE

Date: 10/1/2018

Series 31

Date: 1/30/2017

Series 7

Date: 9/6/2007

Series 6

Date: 7/15/2004

FINRA

Current Firm

ASSETMARK, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSETMARK, INC.

TRUST BUT VERIFY

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