Brieanne H. Dacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brieanne Hamelin Dacey, who also goes by Brieanne H Simon, Brieanne Hamelin Simon, was a registered financial professional .
Brieanne is a previously registered financial professional and started their career in finance in 2008. Brieanne had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2017 - July 8, 2019
ONE CHARLES PRIVATE WEALTH
November 18, 2015 - March 31, 2017
ONE CHARLES PRIVATE WEALTH, LLC
November 13, 2015 - May 31, 2018
PURSHE KAPLAN STERLING INVESTMENTS
January 10, 2014 - November 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 2013 - November 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2008 - July 29, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
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Current Firm
ONE CHARLES PRIVATE WEALTH
CRD#: 286635 / SEC#: 801-109973
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 1,094,633,947 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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