AB
Amy A. Brown
HUB INVESTMENT ADVISORS,
Omaha, NE 68154
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CRD#: 4816201
AB
Professional summary
Amy Annette Brown, who also goes by Amy Annette Kuster, is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Omaha, Nebraska and M HOLDINGS SECURITIES, INC. located in Omaha, Nebraska.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Amy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Annette Kuster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M HOLDINGS SECURITIES, INC.; INVESTMENT RELATED; 1125 NW COUCH STREET, PORTLAND, OR 97209; REGISTERED BROKER-DEALER; REGISTERED REPRESENTATIVE; 01/2009; 4 HOURS/MONTH; 4 HOURS/MONTH DURING TRADING HOURS; ENTITY IS MY BROKER-DEALER. 2) HUB INTERNATIONAL GREAT PLAINS, LLC; 11516 MIRACLE HILLS DRIVE, SUITE 100, OMAHA, NE 68154; QUALIFIED PLAN ADMINISTRATION; INVESTMENT RELATED; PLAN ADMINISTRATOR; VARIOUS PLAN ADMINISTRATION DUTIES; 02/11/2008; 160 HOURS/MONTH; 160 HOURS/MONTH DURING TRADING HOURS. 3) HUB INVESTMENT ADVISORS, INC.; INVESTMENT RELATED; 11516 MIRACLE HILLS DRIVE, SUITE 100, OMAHA, NE 68154; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISOR; 12/2012; 4 HOURS/MONTH; 4 HOURS/MONTH DURING TRADING HOURS; ENTITY IS MY RIA. 4) 418 & 422 N. 27TH STREET, NOT INVESTMENT RELATED; 418 & 422 N. 27TH STREET, COUNCIL BLUFFS, IA 51501; DUPLEX RENTAL PROPERY; CO-OWNER; START DATE: 90'S; 5 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING HOURS; RENTAL INCOME TO OFFSET MORTGAGE PAYMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Annette Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2012 - Present
HUB INVESTMENT ADVISORS, INC
Office #1: 11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154RIA
CRD#: 164600
Omaha, NE
Current
February 13, 2012 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 11516 Miracle Hills Drive Suite 100, Omaha, NE 68154RIA
BD
CRD#: 43285
Omaha, NE
Past
February 14, 2012 - December 18, 2012
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PORTLAND, OR
Past
February 8, 2010 - February 7, 2012
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
OMAHA, NE
Past
January 8, 2010 - February 7, 2012
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
OMAHA, NE
Past
August 11, 2006 - January 10, 2008
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
OMAHA, NE
Past
January 1, 2006 - January 10, 2008
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
Registered Investment Advisory firm - (7/20/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nebraska(2/13/2012)
IAR
Nebraska(12/21/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
Registered Investment Advisory firm - (7/20/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154
Mailing Address
Phone number
(402) 964-5400
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 529 |
| AUM (Assets Under Management) | $ 2,073,694,709 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUB INVESTMENT ADVISORS, INC
CRD#: 164600Omaha, NE 68154TRUST BUT VERIFY
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