Faran S. Kassam
Professional summary
Faran S Kassam was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Faran is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Faran had worked at 1 firm, which includes STANFORD GROUP COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2004 - March 30, 2009
STANFORD GROUP COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
STANFORD GROUP COMPANY
CRD#: 39285 / SEC#: 801-50374, 8-48611
Contact information
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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