Adam M. Wieden
Professional summary
Adam Michael Wieden is a registered financial professional currently at LAZARD FRERES & CO. LLC located in Minneapolis, Minnesota.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 5 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Michael Wieden's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
LAZARD FRERES & CO. LLC
Office #1: 80 South 8th Street Suite 2700, Minneapolis, MN 55402December 19, 2014 - March 31, 2022
LAZARD MIDDLE MARKET LLC
January 26, 2012 - December 15, 2014
GEORGE K. BAUM CAPITAL ADVISORS, INC.
January 24, 2011 - February 21, 2012
GEORGE K. BAUM ADVISORS LLC
November 22, 2005 - February 21, 2012
GEORGE K. BAUM & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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