Alexander R. Far
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Robert Far, who also goes by Alex Far, Alexander Far, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2006. Alexander had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2012 - November 13, 2014
SANDLER, O'NEILL & PARTNERS, L.P.
December 13, 2006 - March 12, 2012
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
SANDLER, O'NEILL & PARTNERS, L.P.
CRD#: 23328 / SEC#: , 8-40214
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
