Walter J. Kasianchuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Joseph Kasianchuk was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 2004. Walter had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - December 1, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
February 3, 2005 - July 2, 2013
TMFS-SAN FRANCISCO-OAKLAND, LLC
August 27, 2004 - January 14, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 2004 - January 14, 2005
IDS LIFE INSURANCE COMPANY
August 3, 2004 - January 14, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL ENGINES ADVISOR CENTER, LLC
CRD#: 109238 / SEC#: 801-57511
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
