Jeremy B. Cook

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CRD#: 4815654

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeremy Benjamin Cook, who also goes by Jeremy B Cook, was a registered financial professional .

Jeremy is a previously registered financial professional and started their career in finance in 2004. Jeremy had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeremy B Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 13, 2010 - April 6, 2018

FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 108350

LITTLE ROCK, AR

Past

April 14, 2010 - July 26, 2010

PAGEONE FINANCIAL, INC.

RIA

CRD#: 105340

GLENS FALLS, NY

Past

August 24, 2009 - April 5, 2010

TRENT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 114560

LITTLE ROCK, AR

Past

July 25, 2008 - August 19, 2009

MILLENNIUM CAPITAL ADVISORS, LLC

RIA

CRD#: 108641

LITTLE ROCK, AR

Past

July 9, 2008 - July 21, 2008

APPLE TREE INVESTMENTS, INC.

CRD#: 144444

LITTLE ROCK, AR

Past

June 27, 2008 - July 21, 2008

APPLE TREE ASSET MANAGEMENT

RIA

CRD#: 147544

LITTLE ROCK, AR

Past

July 10, 2006 - March 19, 2008

INTEGRATED PORTFOLIO MANAGEMENT, LLC

RIA

CRD#: 117003

LITTLE ROCK, AR

Past

June 27, 2006 - March 19, 2008

MERIDIAN INVESTMENT ADVISORS

RIA

CRD#: 110216

LITTLE ROCK, AR

Past

January 20, 2005 - May 30, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

JONESBORO, AR

Past

August 17, 2004 - December 15, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL MANAGEMENT, INC.

FINANCIAL MANAGEMENT INC | FINANCIAL MANAGEMENT, INC.

CRD#: 108350 / SEC#: 801-126707

RIA

Registered Investment Advisory firm - (10/11/2022 Approved)

Alabama

Registered Investment Advisory firm - (12/5/2022 Terminated)

Arkansas

Registered Investment Advisory firm - (12/5/2022 Terminated)

Indiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/23/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/2004

General Securities Representative Examination

Current Firm

FINANCIAL MANAGEMENT, INC.

FINANCIAL MANAGEMENT INC | FINANCIAL MANAGEMENT, INC.

CRD#: 108350 / SEC#: 801-126707

RIA

Registered Investment Advisory firm - (10/11/2022 Approved)

Alabama

Registered Investment Advisory firm - (12/5/2022 Terminated)

Arkansas

Registered Investment Advisory firm - (12/5/2022 Terminated)

Indiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (12/5/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/23/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2022 Terminated)

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Contact information

Main Address

4007 N. Rodney Parham Road, Little Rock, AR 72212

Mailing Address

P. O. Box 17590, Little Rock, AR 72222-7590

Phone number

(501) 227-7400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL MANAGEMENT INC FORM ADV PART 2A BROCHURE (11/11/2025)

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 181,181,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy B. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PAGEONE FINANCIAL, INC.

TRENT CAPITAL MANAGEMENT, INC.

MILLENNIUM CAPITAL ADVISORS, LLC

APPLE TREE INVESTMENTS, INC.

APPLE TREE ASSET MANAGEMENT

INTEGRATED PORTFOLIO MANAGEMENT, LLC

MERIDIAN INVESTMENT ADVISORS

J.J.B. HILLIARD, W.L. LYONS, LLC

EDWARD JONES

Primary Firm SEC Registration

FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2006

Series 63

Date: 8/19/2004

Series 7

Date: 8/16/2004

Current Firm

FINANCIAL MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

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