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LG

Leonard M. Golub

NEW CAPITAL MANAGEMENT, LP
Houston, TX 77098
Some features on this profile are disabled
CRD#: 4815395
LG

Professional summary

Leonard Michael Golub is a registered financial advisor currently at NEW CAPITAL MANAGEMENT, LP located in Houston, Texas.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Leonard has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Michael Golub's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 1, 2022 - Present

NEW CAPITAL MANAGEMENT, LP

Office #1: 3355 W. Alabama Street Suite 275, Houston, TX 77098
RIA
CRD#: 131658
Houston, TX
Past

August 9, 2004 - April 30, 2019

NEW CAPITAL MANAGEMENT, LP

RIA
CRD#: 131658
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NEW CAPITAL MANAGEMENT, LP
DOVE CAPITAL MANAGEMENT | SOLARIS CAPITAL MANAGEMENT LIMITED | NEW CAPITAL MANAGEMENT, LP | NEW CAPITAL MANAGEMENT LTD.

CRD#: 131658 / SEC#: 801-63295

RIA
Registered Investment Advisory firm - (7/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/1/2022)

Exams

Current Firm

NC
NEW CAPITAL MANAGEMENT, LP
DOVE CAPITAL MANAGEMENT | SOLARIS CAPITAL MANAGEMENT LIMITED | NEW CAPITAL MANAGEMENT, LP | NEW CAPITAL MANAGEMENT LTD.

CRD#: 131658 / SEC#: 801-63295

RIA
Registered Investment Advisory firm - (7/9/2004 Approved)
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Contact information

Main Address
3355 West Alabama Street Suite 275, Houston, TX 77098
Mailing Address
Phone number
(713) 874-1444
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEW CAPITAL MANAGEMENT ADV PART II (3/26/2025)

Regulatory assets under management

Total Number of Accounts742
AUM (Assets Under Management)$ 465,813,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW CAPITAL MANAGEMENT, LP

CRD#: 131658Houston, TX 77098

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