Jennifer L. Arps

ATLANTIC COAST FINANCIAL

Kennebunk, ME 04043

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CRD#: 4815221

Professional summary

Jennifer Lynne Arps is a registered financial advisor currently at ATLANTIC COAST FINANCIAL located in Kennebunk, Maine.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jennifer has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales; same address; Non-Investment Related; Appx 1% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynne Arps's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2021 - Present

ATLANTIC COAST FINANCIAL

Office #1: 69 York St Suite 3, Kennebunk, ME 04043

RIA

CRD#: 311085

Kennebunk, ME

Past

January 3, 2013 - January 26, 2021

SALEM ADVISORY GROUP LLC

RIA

CRD#: 145697

WELLS, ME

Past

December 14, 2012 - July 25, 2014

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

WELLS, ME

Past

December 13, 2012 - December 31, 2015

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WELLS, ME

Past

November 14, 2011 - September 10, 2012

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

KENNEBUNK, ME

Past

November 11, 2011 - September 10, 2012

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

KENNEBUNK, ME

Past

September 16, 2010 - November 11, 2011

SORRENTO PACIFIC FINANCIAL, LLC

RIA

CRD#: 127787

KENNEBUNK, ME

Past

October 21, 2008 - November 11, 2011

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

KENNEBUNK, ME

Past

September 6, 2005 - October 21, 2008

NATIONWIDE SECURITIES, LLC

CRD#: 11173

KENNEBUNK, ME

Past

July 15, 2004 - February 9, 2005

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/6/2023)

IAR

Maine
(1/21/2021)

IAR

Massachusetts
(4/29/2022)

IAR

New Hampshire
(4/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2014

General Securities Principal Examination

Current Firm

ATLANTIC COAST FINANCIAL

ATLANTIC COAST FINANCIAL | JENNIFER L. ARPS, INC.

CRD#: 311085 / SEC#:

Florida

Registered Investment Advisory firm - (2/6/2023 Approved)

Maine

Registered Investment Advisory firm - (1/21/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (4/29/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (4/7/2022 Approved)

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Contact information

Main Address

69 York St Suite 3, Kennebunk, ME 04043

Mailing Address

Phone number

(207) 332-2179

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 48,323,089

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Arps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynne Arps's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALEM ADVISORY GROUP LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

NATIONWIDE SECURITIES, LLC

IFMG SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2010

Series 63

Date: 9/3/2004

SIE

Date: 12/31/2015

Series 7

Date: 2/25/2009

Series 6

Date: 7/14/2004

Series 24

Date: 5/20/2014

Current Firm

ATLANTIC COAST FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATLANTIC COAST FINANCIAL

TRUST BUT VERIFY

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