Kelby L. Cheatham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelby Lloyd Cheatham was a registered financial professional .
Kelby is a previously registered financial professional and started their career in finance in 2004. Kelby had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2008 - August 17, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
May 2, 2005 - August 8, 2007
ATP TRADING LLC
July 1, 2004 - August 23, 2005
FAT SQUIRREL TRADING GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON PROPRIETARY TRADING GROUP, LLC
CRD#: 139818 / SEC#: , 8-67252
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMR CAPITAL TRADING CORP. | DIRECT OWNER | |
| MT TRADING, LLC | MANAGING MEMBER | |
| DELGRECO, SHARON GAIL | CHIEF COMPLIANCE OFFICER | |
| PONZO, MICHAEL SALVATORE | INTERIM CHIEF OPERATING OFFICER | |
| STEIN, HOWARD LAWRENCE | CHIEF FINANCIAL OFFICER/FINOP | 1702619 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
