JD
Joshua L. Delp
LPL ENTERPRISE
Reading, PA 19610
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CRD#: 4815117
JD
Professional summary
Joshua Luke Delp, CFP®, ChFC®, CLU®, who also goes by Joshua Luke Delp Mr, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Reading, Pennsylvania.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joshua has worked at 5 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Luke Delp Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/05/2024 - Aloha Financial - Primary role is to act as an FP for Prudential. DBA is to add the necessary structure to our practice needed to build a staff. The goal is to grow Financial Advisory practice with Pru advisors - DBA for LPL Business (entity for LPL business) - Inv Related - At READING, PA - Start Date 05/01/2023 - 200hrs/mth - 125hrs/mth During Trading 2) 10/29/2024 - Property Management/Rental Property - Residential Rental Property for the following address' 3103 State Hill Rd, Wyomissing PA 19610 - 3017 Linda Ln Reading PA 19608 - 415 Franklin St West Reading PA 19611 - 417 Franklin St Weat Reading PA 19611 - Real Estate Rental - Inv Related - At READING, PA - Start Date 12/21/2022 - 4hrs/mth - 0hrs/mth During Trading 3) 10/29/2024 - Big Island Enterprises LLC - Yes, both my spouse Valerie Delp and I are Prudential Advisors who own the Big Island Enterprises LLC equally. Big Island Enterprises LLC will own a property with multiple rental units. One of those units will be rented to us as Prudential Advisors - Real Estate Rental - Inv Related - At READING, PA - Start Date 12/09/2022 - 5hrs/mth - 0hrs/mth During Trading 4) 11/05/2024 - Team Beach Body - Fitness Supplements - Direct Sales/ MLM - Non Inv Related - At READING, PA - Start Date 07/15/2018 - 1hrs/mth - 0hrs/mth During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Luke Delp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Luke Delp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1920 Van Reed Road, Reading, PA 19610RIA
BD
CRD#: 8733
Reading, PA
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1920 Van Reed Road, Reading, PA 19610RIA
BD
CRD#: 8733
Reading, PA
Past
September 2, 2011 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Reading, PA
Past
August 18, 2008 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Reading, PA
Past
January 2, 2008 - August 11, 2008
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
MONACA, PA
Past
September 6, 2006 - November 24, 2008
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
July 19, 2006 - December 31, 2007
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
WYOMISSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/2024)
RR
California(4/2/2025)
RR
Delaware(11/14/2024)
RR
Florida(11/15/2024)
RR
Georgia(11/14/2024)
RR
Illinois(4/2/2025)
RR
Indiana(11/14/2024)
RR
Maryland(5/10/2025)
RR
Missouri(7/16/2025)
RR
New Jersey(4/2/2025)
RR
New York(4/2/2025)
RR
North Carolina(4/2/2025)
RR
Ohio(7/16/2025)
RR
Oregon(11/14/2024)
RR
Pennsylvania(11/14/2024)
IAR
Pennsylvania(11/14/2024)
RR
South Carolina(11/14/2024)
RR
Tennessee(7/16/2025)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Virginia(11/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Reading, PA 19610TRUST BUT VERIFY
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