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Patricia L Cerny

BLACK EDGE SECURITIES
CHICAGO, IL
·CRD# 4814964·22 years experience

Professional Summary

Patricia L Cerny is a registered financial advisor currently at BLACK EDGE SECURITIES LLC located in Chicago, Illinois and DNA SECURITIES LLC located in Chicago, Illinois. Patricia is registered as a RR (Registered Representative) and started their career in finance in 2004. Patricia has worked at 23 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 4, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

BLACK EDGE SECURITIES LLC·CRD# 309241
BD
811 West Fulton Suite 400, Chicago, IL 60607
November 7, 2020 - Present
DNA SECURITIES LLC·CRD# 312799
BD
141 W. Jackson, Suite 1710a, Chicago, IL 60604
March 1, 2022 - Present
TTBD, LLC·CRD# 327863
BD
461 Fifth Ave 8th Floor, New York, NY, 10017
September 6, 2024 - Present
MA SECURITIES LLC·CRD# 337482
BD
30 Rockefeller Plaza Floor 20, Suite 2030, New York, NY 10112
August 2, 2026 - Present
ATOMIC VAULTS SECURITIES, LLC·CRD# 317194
BD
San Francisco, CA
October 16, 2023 - November 3, 2024
PRIME CAPITAL MARKETS, LLC·CRD# 310298
BD
Chicago, IL
April 15, 2021 - June 6, 2022
DOUGALL & ASSOCIATES INC.·CRD# 42324
BD
Saint John, IN
October 15, 2019 - November 18, 2020
GENTCO TRADING GROUP LP·CRD# 168655
BD
Chicago, IL
May 21, 2019 - November 26, 2019
LUPO SECURITIES, LLC·CRD# 43761
BD
Chicago, IL
June 27, 2018 - October 20, 2020
G2 TRADING LLC·CRD# 159978
BD
Chicago, IL
June 6, 2018 - March 27, 2019
SUMO CAPITAL, LLC·CRD# 146310
BD
Chicago, IL
April 3, 2018 - February 8, 2023
FIVES CAPITAL, LLC·CRD# 289747
BD
Bala Cynwyd, PA
September 26, 2017 - November 8, 2018
SPOT TRADING L.L.C.·CRD# 47666
BD
Chicago, IL
August 7, 2017 - March 1, 2018
GENTCO TRADING GROUP LP·CRD# 168655
BD
Chicago, IL
July 10, 2017 - September 4, 2018
SIMPLEX TRADING, LLC·CRD# 153585
BD
Chicago, IL
June 8, 2017 - November 30, 2018
GX2 SPREAD MARKETS, LLC·CRD# 171355
BD
Chicago, IL
January 25, 2017 - May 9, 2025
ESSEX RADEZ LLC·CRD# 34649
BD
Chicago, IL
April 12, 2016 - May 10, 2017
CITI ORDER ROUTING AND EXECUTION, LLC·CRD# 103768
BD
Mt. Pleasant, SC
January 30, 2008 - March 7, 2016
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Chicago, IL
September 16, 2005 - March 7, 2016
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 2, 2005 - August 2, 2005
CITIGROUP DERIVATIVES MARKETS INC.·CRD# 133084
BD
Minnetonka, MN
August 2, 2005 - March 7, 2016
CITADEL SECURITIES LLC·CRD# 116797
BD
Miami, FL
February 8, 2005 - April 8, 2005
ARAGON INVESTMENTS, LTD.·CRD# 37134
BD
Chicago, IL
December 14, 2004 - April 8, 2005
PALAFOX TRADING LLC·CRD# 131114
BD
Miami, FL
November 17, 2004 - April 8, 2005
CITADEL TRADING GROUP L.L.C.·CRD# 24514
BD
Chicago, IL
November 5, 2004 - April 8, 2005

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Current Firm

MS
MA SECURITIES LLC

MA SECURITIES LLC

CRD#: 337482 / SEC#: 8-71405
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 Rockefeller Plaza Floor 20, Suite 2030, New York, NY 10112

Mailing Address

141 W Jackson Blvd Floor 13, Suite 1320, Chicago, IL 60604

Phone Number

+1 (312) 821-0890

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MA CAPITAL LLCSOLE MANAGER—
HIVELY-JOHNSON, AUSTIN MARKFINOP2175386
SINGH, TARANJITTRADING SUPERVISOR6672760
ZIONTS, ISABELLA PASCALCHIEF EXECUTIVE OFFICER7260583
ZIONTS, ISABELLA PASCALCHIEF COMPLIANCE OFFICER7260583

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2013About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2004About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2007About the Series 4 exam

Series 14 — Compliance Officer Examination

Passed Oct 2005About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2005About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patricia L Cerny's CRS (Customer Relationship Summary).

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