Timothy L. Kadlec

LEGACY BRIDGE PRIVATE FAMILY OFFICES

West Des Moines, IA 50266

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CRD#: 4814854

Professional summary

Timothy L Kadlec is a registered financial advisor currently at LEGACY BRIDGE PRIVATE FAMILY OFFICES located in West Des Moines, Iowa.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Timothy has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy L Kadlec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2016 - Present

LEGACY BRIDGE PRIVATE FAMILY OFFICES

Office #1: 4601 Westown Parkway Suite 220, West Des Moines, IA 50266

RIA

CRD#: 282261

West Des Moines, IA

Past

July 1, 2004 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY BRIDGE PRIVATE FAMILY OFFICES

LEGACY BRIDGE PRIVATE FAMILY OFFICES | LEGACY BRIDGE, LLC

CRD#: 282261 / SEC#: 801-107113

RIA

Registered Investment Advisory firm - (1/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/30/2004

General Securities Representative Examination

Current Firm

LEGACY BRIDGE PRIVATE FAMILY OFFICES

LEGACY BRIDGE PRIVATE FAMILY OFFICES | LEGACY BRIDGE, LLC

CRD#: 282261 / SEC#: 801-107113

RIA

Registered Investment Advisory firm - (1/22/2016 Approved)

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Contact information

Main Address

5810 Grand Ave, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 421-4870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY BRIDGE LLC PART 2 BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 325,945,382

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/22/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/07/2023	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy L. Kadlec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy L Kadlec's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY BRIDGE PRIVATE FAMILY OFFICES

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

LEGACY BRIDGE PRIVATE FAMILY OFFICES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2016

Series 7

Date: 6/30/2004

Current Firm

LEGACY BRIDGE PRIVATE FAMILY OFFICES

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEGACY BRIDGE PRIVATE FAMILY OFFICES

TRUST BUT VERIFY

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