Joseph P. Casale

SAGAMORE WEALTH MANAGEMENT

Woburn, MA 01801

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CRD#: 4814539

Professional summary

Joseph Peter Casale, who also goes by Joesph Peter Casale, is a registered financial advisor currently at SAGAMORE WEALTH MANAGEMENT, LLC located in Woburn, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joesph Peter Casale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE BROKER, HRS 1-4 2. Coleman Manufacturing; Investment related: No; Location: 48 Waters Ave Everett MA 02149 USA; Position Title: Manager; Responsibilities Duties: Manager of a wholesale distribution company; Start date: 2021-01-01; Hours per month during trading hours: 40; Hours per month outside trading hours: 40.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Peter Casale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2011 - Present

SAGAMORE WEALTH MANAGEMENT, LLC

Office #1: 400 Trade Center Suite 5900, Woburn, MA 01801

RIA

CRD#: 156447

Woburn, MA

Past

May 19, 2010 - June 30, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WINCHESTER, MA

Past

August 17, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 17, 2004 - June 30, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WINCHESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/28/2011)

IAR

New Hampshire
(6/13/2016)

IAR

Texas
(4/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/2004

General Securities Representative Examination

Current Firm

SAGAMORE WEALTH MANAGEMENT, LLC

CRD#: 156447 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/28/2011 Approved)

New Hampshire

Registered Investment Advisory firm - (6/13/2016 Approved)

Texas

Registered Investment Advisory firm - (4/18/2016 Conditional Restricted)

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Contact information

Main Address

400 Trade Center Suite 5900, Woburn, MA 01801

Mailing Address

Phone number

(781) 569-5909

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 23,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph P. Casale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Peter Casale's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGAMORE WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2004

Series 7

Date: 8/16/2004

Current Firm

SAGAMORE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAGAMORE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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