LN
Leong Ngu
LIFETYME FINANCIAL ADVISORS
Scottsdale, AZ 85260
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CRD#: 4814381
LN
Professional summary
Leong Ngu is a registered financial advisor currently at LIFETYME FINANCIAL ADVISORS, LLC located in Scottsdale, Arizona.
Leong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Leong has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.INDEPENDENT AGENT;NON-INVESTMENT RELATED; SCOTTSDALE, AZ; SALES AND SERVICE OF MEDICARE SUPPLEMENTS; INDEPENDENT AGENT; NOVEMBER 2007. 2. LIFETYME FINANCIAL GROUP, LLC; INVESTMENT RELATED; SCOTTSDALE AZ; INSURANCE PRODUCTS SALES AND SERVICES; INSURANCE AGENT; JANUARY 2014. 3. ALLSTAR FINANCIAL GROUP, LLC; SCOTTSDALE, AZ; INSURANCE PRODUCTS SALES AND SERVICES; INSURANCE AGENT; APRIL 2011. 50% OF TIME SPENT IN INSURANCE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Leong Ngu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2012 - Present
LIFETYME FINANCIAL ADVISORS, LLC
Office #1: 14362 N. Frank Lloyd Wright Blvd. Suite 1240, Scottsdale, AZ 85260RIA
CRD#: 159809
Scottsdale, AZ
Past
May 4, 2011 - December 31, 2011
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
PHOENIX, AZ
Past
April 29, 2011 - December 31, 2011
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
PHOENIX, AZ
Past
July 10, 2008 - April 29, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
PHOENIX, AZ
Past
August 29, 2005 - April 29, 2011
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
PHOENIX, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/21/2012)
IAR
California(7/7/2014)
IAR
Georgia(3/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LF
LIFETYME FINANCIAL ADVISORS, LLC
ALLSTAR FINANCIAL ADVISORS, LLC | LIFETYME FINANCIAL ADVISORS, LLC
CRD#: 159809 / SEC#:
Alaska
Registered Investment Advisory firm - (12/17/2021 Approved)Arizona
Registered Investment Advisory firm - (1/11/2012 Approved)California
Registered Investment Advisory firm - (7/7/2014 Approved)Colorado
Registered Investment Advisory firm - (5/12/2017 Approved)Connecticut
Registered Investment Advisory firm - (6/16/2015 Approved)District of Columbia
Registered Investment Advisory firm - (6/15/2021 Terminated)Florida
Registered Investment Advisory firm - (8/18/2015 Approved)Georgia
Registered Investment Advisory firm - (8/8/2018 Approved)Illinois
Registered Investment Advisory firm - (5/7/2020 Approved)Maryland
Registered Investment Advisory firm - (7/19/2021 Terminated)Minnesota
Registered Investment Advisory firm - (6/16/2020 Approved)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)New Jersey
Registered Investment Advisory firm - (3/9/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (6/16/2021 Terminated)South Carolina
Registered Investment Advisory firm - (3/9/2018 Approved)Texas
Registered Investment Advisory firm - (10/18/2018 Approved)Virginia
Registered Investment Advisory firm - (7/8/2021 Terminated)West Virginia
Registered Investment Advisory firm - (6/15/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14362 N. Frank Lloyd Wright Blvd. Suite 1240, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 774-4735
Established
Firm type
Fiscal year end
# of Employees
7
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
