Stephen H. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen H Mcdonald, CFP®, who also goes by Stephen Hugh Mcdonald, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2005. Stephen had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - January 2, 2013
CARTER ADVISORY SERVICES, INC
June 30, 2009 - December 31, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 23, 2009 - December 31, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 12, 2007 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 2007 - April 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2005 - April 11, 2006
KESTRA INVESTMENT SERVICES, LLC
February 14, 2005 - April 11, 2006
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARTER ADVISORY SERVICES, INC
CRD#: 116249 / SEC#: 801-60727
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
