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Gabriel J. Osorio

WELLESLEY ASSET MANAGEMENT
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 4813907
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Professional summary

Gabriel Joseph Osorio, who also goes by Gabriel Osorio, is a registered financial advisor currently at WELLESLEY ASSET MANAGEMENT, INC. located in Portsmouth, New Hampshire.

Gabriel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Gabriel has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gabriel Osorio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-112894|OrgNmn:None yet, applying for approval first|Org Addr:South Berw,Maine,US|OBA Nature:Bookkeeping|Invst Rel:N|Title:Sole Proprietor|Duties:Bookkeeping services only: catorgizing transaction, reconciling accounts at months end|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Joseph Osorio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2025 - Present

WELLESLEY ASSET MANAGEMENT, INC.

Office #1: 100 Market Street Suite 203, Portsmouth, NH 03801
RIA
CRD#: 116176
Portsmouth, NH
Past

March 31, 2025 - April 15, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

January 24, 2025 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SOUTH BERWICK, ME
Past

April 7, 2023 - April 10, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PORTSMOUTH, NH
Past

October 5, 2004 - November 15, 2005

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

July 8, 2004 - October 7, 2004

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLESLEY ASSET MANAGEMENT, INC.
WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.

CRD#: 116176 / SEC#: 801-61288

RIA
Registered Investment Advisory firm - (6/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(5/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/21/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/7/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/8/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/7/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WA
WELLESLEY ASSET MANAGEMENT, INC.
WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.

CRD#: 116176 / SEC#: 801-61288

RIA
Registered Investment Advisory firm - (6/27/2002 Approved)
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Contact information

Main Address
100 Market Street Suite 203, Portsmouth, NH 03801
Mailing Address
Phone number
(781) 416-4000
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WAM ADV 2A REFERRED CLIENTS (10/29/2025)
WAM ADV 2A DIRECT CLIENTS (10/29/2025)

Regulatory assets under management

Total Number of Accounts1,478
AUM (Assets Under Management)$ 2,063,684,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLESLEY ASSET MANAGEMENT, INC.

CRD#: 116176Portsmouth, NH 03801

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