Wajid H. Rizvi
Professional summary
Wajid H Rizvi, who also goes by Wajd H Rizvi, Wajid Husain Rizvi, is a registered financial advisor currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Wajid is registered as a RR (Registered Representative) and started their career in finance in 2004. Wajid has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wajid H Rizvi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2014 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262January 3, 2012 - April 2, 2014
FIDELITY BROKERAGE SERVICES LLC
October 20, 2008 - January 3, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
October 18, 2006 - September 26, 2008
STRATEGIC ADVISERS LLC
October 28, 2004 - September 26, 2008
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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