Robert L. Clatterbuck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Clatterbuck was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1967. Robert had worked at 8 firms and has passed the Series 63, SIE, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2012 - June 5, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
August 7, 2008 - August 12, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
October 19, 2006 - December 14, 2006
DINOSAUR FINANCIAL GROUP, L.L.C
March 20, 2006 - April 17, 2006
DINOSAUR FINANCIAL GROUP, L.L.C
June 22, 2004 - November 17, 2005
REFCO SECURITIES, LLC
October 22, 1997 - January 16, 2004
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - January 16, 2004
CITIGROUP GLOBAL MARKETS INC.
January 14, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
April 3, 1984 - January 29, 1987
DAIN RAUSCHER INCORPORATED
December 28, 1967 - March 19, 1984
UBS FINANCIAL SERVICES INC.
November 7, 1967 - September 15, 1973
FIRST MID-AMERICA INC.
November 7, 1967 - September 15, 1973
FIRST MID AMERICA CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/19/1987
AMEX Put and Call ExamSeries 000
Date: 12/14/1967
General Securities Principal ExaminationSeries 1
Date: 4/26/1966
Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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