Steven M. Alber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Mark Alber, who also goes by Steve Alber, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2004. Steven had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - July 5, 2012
CATHOLIC FINANCIAL SERVICES CORPORATION
September 30, 2008 - December 16, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 24, 2005 - September 25, 2006
PARK AVENUE SECURITIES LLC
July 6, 2004 - August 10, 2004
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CATHOLIC FINANCIAL SERVICES CORPORATION
CRD#: 37185 / SEC#: , 8-47592
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
