Brandon L. Comer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Louis Comer, who also goes by Brandon L. Comer Comer, Brandon L. Comer, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2004. Brandon had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2005 - February 28, 2006
AMSOUTH INVESTMENT SERVICES, INC.
September 16, 2004 - February 14, 2005
THE MALACHI GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMSOUTH INVESTMENT SERVICES, INC.
CRD#: 15692 / SEC#: , 8-32565
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMSOUTH BANK | OWNER | |
| BAGBY, CANDICE WAGGENER | DIRECTOR | 2700657 |
| DANIEL, MICHAEL CURTIS | DIRECTOR | 4476150 |
| HALL, O B GRAYSON | DIRECTOR | 5059448 |
| MAYER, W CHARLES III | DIRECTOR | 2801550 |
| PARKS, KEVIN WILLIAM | PRESIDENT/CEO, CCO, FINOP, CFO | 2933659 |
| PIHERA, JIM A | DIRECTOR | 5070878 |
| SAAB, PETER THOMAS | SROP, CROP | 2058539 |
| STEPHENSON, ERNEST WINN JR | DIRECTOR | 2801549 |
| TWITTY, THOMAS BARTON | DIRECTOR | 4657089 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
