John P. Harnish
PROSPERITY ADVISORY GROUP LLC
Victor, NY 14564
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CRD#: 4813106
Professional summary
John Paul Harnish, CFP®, who also goes by John P Harnish, is a registered financial advisor currently at PROSPERITY ADVISORY GROUP LLC located in Victor, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John P Harnish
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: Amway INDEPENDENT BUSINESS OWNER, Pittsford, NY, Nature: WHOLESALE CONSUMER PRODUCTS AND BUSINESS DEVELOPEMENT HOURS PER MONTH: CURRENTLY ZERO-BUT MAINTAIN BUSINESS OWNERSHIP STATUS DUTIES: PURCHASE CONSUMER PRODUCTS AT WHOLESALE WITH ABLILTIY TO SELL THEM RETAIL. RECRUIT OTHER INDIVIDUALS TO BE PART OF BUSINESS SYSTEM AND TRAIN THEM TO RECRUIT OTHERS. INVESTMENT RELATED: NO POSITION: OWNER START DATE: 1991; NOTARY PUBLIC FOR THE STATE OF NEW YORK. 2) Lines of Insurance: Life/Accident/Health/VA in NY through various companies since 2004, 0% of business. 3) Prosperity Advisory Group, Principle/CCO/IAR since 09/2020, Victor, NY, 160 hours per month, investment related. 4) CADARET, GRANT & CO., INC, YES, VICTOR, NY, BROKER-DEALER, REGISTERED REPRESENTATIVE, 06/2004, 10 HOURS/ MONTH, 10 HOURS/ MONTH DURING TRADING HOURS. 5) Prosperity Advisory Group LLC Retirement Plan, Trustee of 401K Plan, 50 Square Drive, Suite 220, Victor, NY, since 8/2021, less than 1 hour per month and trading time, investment related.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 18, 2021 - Present
PROSPERITY ADVISORY GROUP LLC
Office #1: 50 Square Drive Suite 220, Victor, NY 14564RIA
CRD#: 310720
Victor, NY
Past
July 12, 2004 - July 2, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Victor, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PROSPERITY ADVISORY GROUP LLC
PROSPERITY ADVISORY GROUP LLC
CRD#: 310720 / SEC#: 801-119613
RIA
Registered Investment Advisory firm - (10/13/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/18/2021)
IAR
Texas(10/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PA
PROSPERITY ADVISORY GROUP LLC
PROSPERITY ADVISORY GROUP LLC
CRD#: 310720 / SEC#: 801-119613
RIA
Registered Investment Advisory firm - (10/13/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Square Drive Suite 220, Victor, NY 14564
Mailing Address
Phone number
(585) 381-5900
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 833 |
| AUM (Assets Under Management) | $ 207,423,491 |
Red Flags
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Company Information
PROSPERITY ADVISORY GROUP LLC
CRD#: 310720Victor, NY 14564TRUST BUT VERIFY
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