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JW

Jennifer K. Williams

JENNY WILLIAMS FINANCIAL SERVICES LLC
DALLAS, TX
Some features on this profile are disabled
CRD#: 4812847
JW

Professional summary

Jennifer Kay Williams, who also goes by Jenny Williams, is a registered financial advisor currently at JENNY WILLIAMS FINANCIAL SERVICES LLC located in Dallas, Texas.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jennifer has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jenny Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Kay Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2017 - Present

JENNY WILLIAMS FINANCIAL SERVICES LLC

RIA
CRD#: 284703
DALLAS, TX
Past

March 3, 2010 - March 25, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DALLAS, TX
Past

August 29, 2005 - August 21, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/25/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/9/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/31/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/26/2005
General Securities Representative Examination

Current Firm

JW
JENNY WILLIAMS FINANCIAL SERVICES LLC
JENNY WILLIAMS FINANCIAL | JENNY WILLIAMS FINANCIAL SERVICES LLC

CRD#: 284703 / SEC#:

Texas
Registered Investment Advisory firm - (7/25/2017 Approved)
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Contact information

Main Address
Dallas, TX
Mailing Address
Phone number
(214) 310-9000
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JENNY WILLIAMS FINANCIAL SERVICES LLC

CRD#: 284703Dallas, TX

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