Brett M. Hundley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Michael Hundley, who also goes by Brett Hundley, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2004. Brett had worked at 6 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2018 - March 2, 2020
SEAPORT GLOBAL SECURITIES LLC
October 19, 2016 - October 12, 2018
THE VERTICAL GROUP
January 2, 2013 - October 11, 2016
BB&T SECURITIES, LLC
January 2, 2013 - October 11, 2016
BB&T SECURITIES, LLC
July 10, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 10, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
September 29, 2004 - June 23, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2004 - June 23, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2004 - August 17, 2004
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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