Daniel P. Williams

WILLIAMS FINANCIAL SERVICES

SALISBURY, MD

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CRD#: 4812726

Professional summary

Daniel Preston Williams is a registered financial advisor currently at WILLIAMS FINANCIAL SERVICES, LLC located in Salisbury, Maryland.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM SELF EMPLOYED 180 HOURS PER MONTH AS A MANAGEMENT CONSULTANT PROVIDING SERVICES UNDER THE NAME DANIEL P. WILLIAMS. MY PRIMARY DUTIES RELATE TO COMPANIES FINANCES. MY OFFICE IS LOCATED AT 6362 CENTENNIAL DRIVE, SALISBURY, MD AND I HAVE BEEN PROVIDING THIS SERVICE THERE SINCE NOVEMBER 1988.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Preston Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2004 - Present

WILLIAMS FINANCIAL SERVICES, LLC

RIA

CRD#: 131641

SALISBURY, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(9/27/2004)

IAR

Maryland
(8/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2003

Uniform Investment Adviser Law Examination

Current Firm

WILLIAMS FINANCIAL SERVICES, LLC

CRD#: 131641 / SEC#:

Delaware

Registered Investment Advisory firm - (9/21/2004 Approved)

Maryland

Registered Investment Advisory firm - (8/9/2004 Approved)

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Contact information

Main Address

Salisbury, MD

Mailing Address

Phone number

(410) 430-8803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 8,501,330

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel P. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Preston Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAMS FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2003

Current Firm

WILLIAMS FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILLIAMS FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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