JC
John G. Chess
CONCORDE ASSET MANAGEMENT
Columbus, OH
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CRD#: 4812430
JC
Professional summary
John G Chess, who also goes by John George Chess, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Columbus, Ohio and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John George Chess
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Realty Invest; Investment related; Start date June 2004; Columbus OH; President; Real Estate Broker engaging in real estate related activities; Full time during trading hours. Full time during trading hours. 2) Chess Financial; Investment related; Start date: January 2010; Columbus OH; DBA for securities and investment advisory related activities; Full time during trading hours. 3) Concorde Asset Management, LLC; Investment related; Start date: February 2021; Livonia, MI; Investment advisor representative conducting advisory service related activities; Full time during trading hours. 4) Concorde Insurance Agency, Inc.; Investment related; Start date: February 2021; Livonia, MI; Insurance related activities; Part time during trading hours. 5) 5055 Dierker JC LLC, Investment related, 5055 Dierker Rd, Columbus Oh 43220, Owner, Own real estate, property management under Realty Invest. 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view John G Chess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2021 - Present
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Columbus, OH
Current
February 4, 2021 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
July 17, 2020 - February 2, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
COLUMBUS, OH
Past
July 17, 2020 - February 2, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
COLUMBUS, OH
Past
January 6, 2011 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
COLUMBUS, OH
Past
January 3, 2011 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
COLUMBUS, OH
Past
July 19, 2007 - December 31, 2010
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
COLUMBUS, OH
Past
July 12, 2007 - December 31, 2010
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
COLUMBUS, OH
Past
May 15, 2006 - July 20, 2007
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
COLUMBUS, OH
Past
September 13, 2005 - July 20, 2007
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
COLUMBUS, OH
Past
January 20, 2005 - September 14, 2005
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
October 4, 2004 - November 30, 2004
GRUBB & ELLIS SECURITIES, INC.
BD
CRD#: 17932
SANTA ANA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/4/2021)
RR
Florida(2/4/2021)
IAR
Florida(12/9/2021)
RR
Hawaii(11/8/2024)
IAR
Hawaii(11/8/2024)
RR
Illinois(2/4/2021)
IAR
Illinois(2/8/2021)
IAR
Michigan(2/8/2021)
IAR
Nevada(2/25/2021)
IAR
North Carolina(2/5/2021)
RR
Ohio(2/4/2021)
IAR
Ohio(2/4/2021)
IAR
Pennsylvania(2/9/2021)
RR
West Virginia(4/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
