Melissa M. Matthews

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CRD#: 4812418

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melissa Michelle Matthews, who also goes by Melissa Michelle IVersen, Melissa Michelle Iversen Matthews, was a registered financial professional .

Melissa is a previously registered financial professional and started their career in finance in 2004. Melissa had worked at 6 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Melissa Michelle Iversen | Melissa Michelle Iversen Matthews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 14, 2015 - January 4, 2016

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

GRAND RAPIDS, MI

Past

September 12, 2014 - January 4, 2016

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

GRAND RAPIDS, MI

Past

September 24, 2010 - December 1, 2011

FA ADVISOR NETWORK, LLC.

RIA

CRD#: 154304

TEMPLE, TX

Past

March 29, 2007 - February 22, 2010

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

GRAND RAPIDS, MI

Past

January 10, 2007 - February 22, 2010

USA ADVANCED PLANNERS INC.

CRD#: 131282

GRAND RAPIDS, MI

Past

July 8, 2004 - February 15, 2005

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE ASSET MANAGEMENT, LLC

BROOKSTONE ASSET MANAGEMENT, LLC | FORMULAFOLIOS | FORMULA FOLIO INVESTMENTS, LLC | FORMULA FOLIO INVESTMENTS

CRD#: 153467 / SEC#: 801-72780

RIA

Registered Investment Advisory firm - (11/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/28/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2007

General Securities Principal Examination

Current Firm

BROOKSTONE ASSET MANAGEMENT, LLC

BROOKSTONE ASSET MANAGEMENT, LLC | FORMULAFOLIOS | FORMULA FOLIO INVESTMENTS, LLC | FORMULA FOLIO INVESTMENTS

CRD#: 153467 / SEC#: 801-72780

RIA

Registered Investment Advisory firm - (11/28/2011 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 507,587,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Melissa M. Matthews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

FA ADVISOR NETWORK, LLC.

USA WEALTH MANAGEMENT LLC

USA ADVANCED PLANNERS INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2014

Series 66

Date: 3/28/2007

Series 7

Date: 7/7/2004

Series 24

Date: 10/26/2007

Current Firm

BROOKSTONE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

BROOKSTONE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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