JW
Jay C. Warner
EPOGEE CAPITAL MANAGEMENT
MIDDLETON, MA
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CRD#: 4812244
JW
Professional summary
Jay Clark Warner is a registered financial advisor currently at EPOGEE CAPITAL MANAGEMENT, LLC located in Middleton, Massachusetts.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jay has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jay Clark Warner is a Senior Advisor on the investment committee of Port One Equities, LLC, a private real estate fund. In this role, he attends investment committee meetings and provides guidance on fund activities. No new capital will be raised for this fund. Jay Warner dedicates approximately 10 hours per month to this activity. Jay Warner commits to spending as much time on the business of ECM as is necessary to uphold his fiduciary duty to ECM's clients without limitation. Jay Clark Warner serves as a Strategic Advisor to Advanced Visibility, which provides safety garments, primarily to the utility industry. In addition to providing advisory guidance, he serves as the company's controller to oversee financial stability.
CRS (Client Relationship Summary) - RIA
Click below to view Jay Clark Warner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2024 - Present
EPOGEE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 330816
MIDDLETON, MA
Past
July 12, 2022 - August 7, 2024
PORT ONE INVESTMENTS LLC
RIA
CRD#: 321725
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(6/25/2024)
Exams
Current Firm
EC
EPOGEE CAPITAL MANAGEMENT, LLC
EPOGEE CAPITAL MANAGEMENT | EPOGEE CAPITAL MANAGEMENT, LLC | EPOGEE CAPITAL MANAGEMENT LLC
CRD#: 330816 / SEC#: 801-130280
RIA
Registered Investment Advisory firm - (5/15/2024 120-Day Approval)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Middleton, MA
Mailing Address
Phone number
(978) 886-7388
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 68,008,278 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
