Susan M. Lawton

BUTTONWOOD PARTNERS

Madison, WI 53717

Some features on this profile are disabled

CRD#: 4811416

Professional summary

Susan M Lawton, who also goes by Susan M Lynch, Susan M Sabin, is a registered financial advisor currently at BUTTONWOOD PARTNERS, INC. located in Madison, Wisconsin.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Susan has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan M Lynch | Susan M Sabin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan M Lawton's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Susan M Lawton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2019 - Present

BUTTONWOOD PARTNERS, INC.

Office #1: 701 Deming Way Suite 100, Madison, WI 53717

RIA

CRD#: 27108

Madison, WI

Current

October 3, 2012 - Present

BUTTONWOOD PARTNERS, INC.

Office #1: 701 Deming Way Suite 100, Madison, WI 53717

RIA

CRD#: 27108

Madison, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(7/8/2019)

IAR

Wisconsin
(7/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUTTONWOOD PARTNERS, INC.

CRD#: 27108 / SEC#: 801-37383, 8-42883

RIA

Registered Investment Advisory firm - SEC (6/26/2012 Terminated)

Colorado

Registered Investment Advisory firm - SEC (6/14/2012 Approved)

Wisconsin

Registered Investment Advisory firm - SEC (3/28/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

701 Deming Way Suite 100, Madison, WI 53717

Mailing Address

701 Deming Way Suite 100, Madison, WI 53717

Phone number

(608) 827-6400

Established

Wisconsin since 03/15/1990

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
KRUEGER, BRUCE EDWARD	DIRECTOR, TREASURER, VICE PRESIDENT	853517
MCLELLAN, JODIE ANNETTE	VICE PRESIDENT AND SECRETARY	2751334
RADEMACHER, GREGORY SCOTT	PRESIDENT AND FINOP	2949618
VELOFF, KATIE MARIE	DIRECT OWNER	7121396
STRANG, TAMI KAY	CHIEF COMPLIANCE OFFICER AND MUNICIPAL SECURITIES PRINCIPAL	1964152

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 15,392,109

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Lee Oleinick

UBS FINANCIAL SERVICES INC.

IAR

Boca Raton, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Susan M. Lawton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan M Lawton's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Susan M Lawton's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUTTONWOOD PARTNERS, INC.

BUTTONWOOD PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2019

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2012

FINRA

Current Firm

BUTTONWOOD PARTNERS, INC.

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BUTTONWOOD PARTNERS, INC.

TRUST BUT VERIFY

Similar Advisors