JW
Jonathan R. Weatherly
CONCORD WEALTH PARTNERS
Abingdon, VA 24210-2427
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CRD#: 4811385
JW
Professional summary
Jonathan Robert Weatherly, who also goes by Jon Weatherly, is a registered financial advisor currently at CONCORD WEALTH PARTNERS located in Abingdon, Virginia and CONCORD ASSET MANAGEMENT, LLC located in Abingdon, Virginia.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jonathan has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 51, Series 24 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Weatherly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LOPEZ WEALTH MANAGEMENT LLC;
2)PERSHING NETEXCHANGE ADVISORY BOARD
ONE PERSHING PLAZA
JERSEY CITY, NJ 07399
TITLE: MEMBER OF ADVISORY BOARD
START DATE: 03/22/2011
NOT CONTROL PERSON
3)MEMBER-DUNHAM ADVISORY BOARD (DUNHAM & ASSOCIATES) P.O. BOX 910309 SAN DIEGO, CA 92191. START DATE: 03/2010, NO COMPENSATION RECEIVED, NOT A CONTROL PERSON.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Robert Weatherly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2006 - Present
CONCORD WEALTH PARTNERS
Office #1: 955 West Main Street, Abingdon, VA 24210-2427RIA
CRD#: 118643
Abingdon, VA
Current
January 8, 2021 - Present
CONCORD ASSET MANAGEMENT, LLC
Office #1: 955 West Main Street, Abingdon, VA 24210RIA
CRD#: 310710
Abingdon, VA
Past
February 26, 2013 - January 8, 2020
CONCORD WEALTH BROKERAGE, INC.
BD
CRD#: 24999
ABINGDON, VA
Past
November 10, 2008 - August 28, 2012
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
ABINGDON, VA
Past
September 23, 2004 - November 11, 2008
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ABINGDON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONCORD WEALTH PARTNERS
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
CRD#: 118643 / SEC#: 801-79249
RIA
Registered Investment Advisory firm - (3/5/2014 Approved)Florida
Registered Investment Advisory firm - (6/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(3/2/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/24/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CW
CONCORD WEALTH PARTNERS
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
CRD#: 118643 / SEC#: 801-79249
RIA
Registered Investment Advisory firm - (3/5/2014 Approved)Florida
Registered Investment Advisory firm - (6/6/2013 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2013 Terminated)Tennessee
Registered Investment Advisory firm - (4/6/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
955 West Main Street, Abingdon, VA 24210-2427
Mailing Address
Phone number
(276) 628-5910
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 945,957,742 |
Red Flags
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Company Information
CONCORD WEALTH PARTNERS
CRD#: 118643Abingdon, VA 24210-2427TRUST BUT VERIFY
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