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TS

Terry A. Simpson

ARES WEALTH MANAGEMENT SOLUTIONS
New York, NY 10167
Some features on this profile are disabled
CRD#: 4810657
TS

Professional summary

Terry A Simpson, CFA is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in New York, New York.

Terry is registered as a RR (Registered Representative) and started their career in finance in 2004. Terry has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terry A Simpson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

April 17, 2025 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 245 Park Avenue- 44th Floor, New York, NY 10167
BD
CRD#: 119546
New York, NY
Past

April 19, 2007 - March 11, 2025

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
NEW YORK, NY
Past

September 29, 2006 - March 11, 2025

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

September 8, 2006 - October 12, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA
CRD#: 105068
STAMFORD, CT
Past

September 8, 2006 - September 29, 2006

FAM DISTRIBUTORS, INC.

BD
CRD#: 4100
NEW YORK, NY
Past

October 1, 2004 - October 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MOUNT KISCO, NY
Past

August 27, 2004 - October 13, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MOUNT KISCO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/17/2025)
RR
Alaska
(4/17/2025)
RR
Arizona
(4/17/2025)
RR
Arkansas
(4/17/2025)
RR
California
(4/17/2025)
RR
Colorado
(4/17/2025)
RR
Connecticut
(4/17/2025)
RR
Delaware
(4/17/2025)
RR
District of Columbia
(4/17/2025)
RR
Florida
(4/17/2025)
RR
Georgia
(4/17/2025)
RR
Hawaii
(4/17/2025)
RR
Idaho
(4/17/2025)
RR
Illinois
(4/17/2025)
RR
Indiana
(4/17/2025)
RR
Iowa
(4/17/2025)
RR
Kansas
(4/17/2025)
RR
Kentucky
(4/17/2025)
RR
Louisiana
(4/17/2025)
RR
Maine
(4/17/2025)
RR
Maryland
(4/17/2025)
RR
Massachusetts
(4/17/2025)
RR
Michigan
(4/17/2025)
RR
Minnesota
(4/17/2025)
RR
Mississippi
(4/17/2025)
RR
Missouri
(4/17/2025)
RR
Montana
(4/17/2025)
RR
Nebraska
(4/17/2025)
RR
Nevada
(4/17/2025)
RR
New Hampshire
(4/17/2025)
RR
New Jersey
(4/17/2025)
RR
New Mexico
(4/17/2025)
RR
New York
(4/17/2025)
RR
North Carolina
(4/17/2025)
RR
North Dakota
(4/17/2025)
RR
Ohio
(4/18/2025)
RR
Oklahoma
(4/17/2025)
RR
Oregon
(4/17/2025)
RR
Pennsylvania
(4/17/2025)
RR
Puerto Rico
(4/17/2025)
RR
Rhode Island
(4/17/2025)
RR
South Carolina
(4/17/2025)
RR
South Dakota
(4/17/2025)
RR
Tennessee
(4/17/2025)
RR
Texas
(4/17/2025)
RR
Utah
(4/17/2025)
RR
Vermont
(4/17/2025)
RR
Virgin Islands
(4/17/2025)
RR
Virginia
(4/17/2025)
RR
Washington
(4/17/2025)
RR
West Virginia
(4/17/2025)
RR
Wisconsin
(4/17/2025)
RR
Wyoming
(4/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/26/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/13/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1200 17th Street Suite #2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite #2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Colorado since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER
ADAMSON, CHRISTINA CARSONDESIGNATED PRINCIPAL / CO-CEO5372006
GALLIGAN, CASEY DDESIGNATED PRINCIPAL / CO-CEO4022954
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546New York, NY 10167

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