Douglas F. Grant

GRANT ASSET MANAGEMENT

Middletown, NJ

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CRD#: 4810552

Professional summary

Douglas F Grant, CFP® is a registered financial advisor currently at GRANT ASSET MANAGEMENT, LLC located in Middletown, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Douglas has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) STUD LUMBER, LLC, 2018-PRESENT, NOT INVESTMENT RELATED, MANAGER OF BASEBALL EQUIPMENT MANUFACTURER, 5 HOURS WEEK NOT DURING TRADING HOURS, HOME-BASE BUSINESS 2) BAR | INVESTMENT RELATED: NO | DBA NAME: MADD HATTER | POSITION: PART TIME MANAGER | HOBOKEN, NJ | LESS THAN 10 HOURS PER WEEK DURING TRADING HOURS | DESCRIPTION: PART OWNER AND MANAGER OF BAR IN HOBOKEN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas F Grant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 18, 2022 - Present

GRANT ASSET MANAGEMENT, LLC

RIA

CRD#: 318892

Middletown, NJ

Past

September 27, 2018 - March 9, 2022

BARRISTER

RIA

CRD#: 153598

PHILADELPHIA, PA

Past

February 7, 2017 - September 27, 2018

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

TINTON FALLS, NJ

Past

January 20, 2017 - September 27, 2018

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

TINTON FALLS, NJ

Past

August 14, 2013 - February 6, 2017

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

RED BANK, NJ

Past

March 28, 2013 - February 6, 2017

GARDEN STATE SECURITIES, INC.

CRD#: 10083

RED BANK, NJ

Past

June 25, 2008 - October 22, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW YORK, NY

Past

June 14, 2006 - March 28, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBRIDGE, NJ

Past

November 29, 2005 - June 15, 2006

DOMINICK & DICKERMAN LLC

CRD#: 7344

NEW YORK, NY

Past

October 12, 2004 - December 6, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/18/2022)

IAR

New York
(8/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/21/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2004

General Securities Representative Examination

Current Firm

GRANT ASSET MANAGEMENT, LLC

CRD#: 318892 / SEC#:

New Jersey

Registered Investment Advisory firm - (2/18/2022 Approved)

New York

Registered Investment Advisory firm - (8/26/2022 Approved)

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Contact information

Main Address

Middletown, NJ

Mailing Address

Phone number

(908) 902-3193

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 9,620,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas F. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas F Grant's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARRISTER

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

EQUITABLE ADVISORS, LLC

DOMINICK & DICKERMAN LLC

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2008

Series 63

Date: 10/21/2004

SIE

Date: 9/27/2018

Series 7

Date: 10/11/2004

Current Firm

GRANT ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRANT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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