Chad T. Greiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Thompson Greiner, who also goes by Chad Greiner, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2004. Chad had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2024 - February 28, 2025
SEAPORT GLOBAL SECURITIES LLC
February 11, 2020 - March 1, 2021
BERENBERG CAPITAL MARKETS LLC
August 5, 2019 - January 31, 2020
SEAPORT GLOBAL SECURITIES LLC
October 9, 2017 - July 1, 2019
PIPER SANDLER & CO.
December 7, 2016 - June 12, 2017
COWEN AND COMPANY
May 7, 2012 - February 21, 2013
NOMURA SECURITIES INTERNATIONAL, INC.
July 6, 2009 - January 3, 2011
KELLOGG CAPITAL MARKETS, LLC
August 10, 2004 - June 30, 2009
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 5/20/2024
Securities Trader ExamSeries 55
Date: 3/19/2005
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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